Bank Enforcement Actions 2024: What Happened and what Can We Learn
Date:
Wednesday, October 2, 2024
Wednesday, October 2, 2024
Time:
09:00 AM PDT | 12:00 PM EDT
09:00 AM PDT | 12:00 PM EDT
Duration:
60 Minutes
60 Minutes
More Trainings by this Expert Product Id : 506521
Price Details
Overview:
Who Will Benefit:
We will go through the different banking regulators and discuss recent enforcement actions. The goal of this training is to take away the lessons learned by prior enforcement actions, implementing changes within your compliance framework, continue with your risk mitigation efforts and manage your reputational risk when similar issues arise.
Why should you Attend:
By analyzing recent cases, financial institutions can identify regulatory trends and patterns to enhance their compliance framework to prevent and mitigate potential risks. Reviewing the enforcement actions brought by U.S. regulators over the past year can provide a number of benefits.
Areas Covered in the Session:
- Overview of the current regulatory environment
- Enforcement actions over the past year
- What to do with your compliance program after learning the facts
- Takeaways
Who Will Benefit:
- Anyone that works in a Financial Institution
Speaker Profile
Justin Muscolino brings over 20 years of wide-arranging experience in compliance, training and regulations. He has previously worked in the Head of Compliance Training function for Macquarie Group, UBS, JPMorgan Chase, Bank of China, and GRC Solutions. Justin also runs his own Compliance Training company focusing on US & International regulations.
Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function. He also serves as an advisor for the Global Compliance Institute (GCI) and instructs at the Barret School of Business and various compliance training providers.
Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function. He also serves as an advisor for the Global Compliance Institute (GCI) and instructs at the Barret School of Business and various compliance training providers.